(дилер, имеющий лицензию) Дилер, получивший у Министерства торговли и промышленности лицензию, разрешающую ему давать консультации по вопросам инвестиций и проводить операции с ценными бумагами в качестве посредника или в качестве принципала/ юридического лица, действующего за свой счет. Дилеры, имеющие такие лицензии, не являются членами Лондонской фондовой биржи (London Stock Exchange), на них не распространяется действие ее фонда компенсации.

Финансы: Оксфордский толковый словарь. — М.: Весь Мир. . 1998.

Смотреть что такое "LICENSED DEALER" в других словарях:

  • licensed dealer — A dealer licensed under the Financial Services Act (1986) to provide investment advice and deal in securities, either as an agent or principal. Licensed dealers are not members of the London Stock Exchange and are not covered by its compensation… …   Big dictionary of business and management

  • licensed dealer — /ˌlaɪs(ə)nst di:lə/ noun a person who has been licensed by the DTI to buy and sell securities for individual clients …   Dictionary of banking and finance

  • licensed dealer — person who is permitted by law to work in a profession or run a business …   English contemporary dictionary

  • dealer — noun ADJECTIVE ▪ authorized, licensed ▪ It is always a good idea to sell through a licensed dealer. ▪ independent, private ▪ reputable …   Collocations dictionary

  • licensed — license li‧cense [ˈlaɪsns] also licence verb [transitive] LAW 1. to give official permission for someone to do something or for an activity to take place: • The building contractors we hired were licensed by the Gener …   Financial and business terms

  • licensed — adj. Licensed is used with these nouns: ↑architect, ↑bar, ↑dealer, ↑distributor, ↑electrician, ↑establishment, ↑merchandise, ↑nurse, ↑physician, ↑physiotherapist, ↑pilot, ↑ …   Collocations dictionary

  • Wholesale car dealer — A wholesale car dealer is a car dealer that cannot sell vehicles to the general public, and can sell only to other car dealers. The wholesale car dealer may purchase from car dealer auctions and other car dealers but they can sell the vehicle… …   Wikipedia

  • regular dealer in securities — A person or corporation licensed to deal and actually dealing with the general public in the purchase and sale of securities. Trading Associates Corp. v Magruder (CA4 Md) 112 F2d 779. A merchant of securities, whether an individual, partnership,… …   Ballentine's law dictionary

  • Gun laws in the United States (by state) — U.S. Firearms Legal Topics Assault weapons ban ATF Bureau Brady Handgun Violence Prevention Act Concealed carry in the U.S. Domestic Violence Offender Gun Ban …   Wikipedia

  • Gun law in the United States — In the United States of America, the protection against infringement of the right to keep and bear arms is addressed in the Second Amendment to the United States Constitution. Most federal gun laws are spelled out in one of the following:*… …   Wikipedia

  • Gun show — A gun show is a temporary exhibition or gathering where guns, gun parts, gun accessories, ammunition, and gun literature, as well as knives, jerky, militaria, and miscellaneous collectibles are legally displayed, bought, sold, and discussed. Gun… …   Wikipedia

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